Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 201 ms

Reported as registered
WINTERS FINANCIAL GROUP, INC.
CRD 309549 · SEC 801-121556
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WOLFGANG CAPITAL
CRD 283525 · SEC 801-134184
TEMECULA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WOMACK WEALTH MANAGEMENT, INC.
CRD 146126 · SEC 801-107413
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WONDER VENTURES MANAGEMENT, LLC
CRD 173946 · SEC 802-127719
SANTA MONICA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WOODLINE PARTNERS LP
CRD 301480 · SEC 801-116904
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WOODWARD DIVERSIFIED CAPITAL, LLC
CRD 306299 · SEC 801-117741
BAKERSFIELD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WOORI VENTURE PARTNERS US, INC.
CRD 310495 · SEC 802-119899
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WORKLIFE VENTURES MANAGEMENT, LLC
CRD 321047 · SEC 802-126525
WALNUT, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WRIGHT WEALTH STRATEGIES, LLC
CRD 304289 · SEC 801-131932
SAN LUIS OBISPO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WULFF, HANSEN & CO.
CRD 908 · SEC 801-126111
SAN RAFAEL, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WWM ADVISORY INC.
CRD 133611 · SEC 801-119043
CULVER CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WWM FINANCIAL
CRD 157620 · SEC 801-72588
CARSLBAD, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WYNN CAPITAL MANAGEMENT, LLC
CRD 119355 · SEC 801-135896
SANTA CRUZ, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
X ADVISORS, LLC
CRD 315838 · SEC 801-130931
SANTA MARIA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
X/SEED CAPITAL
CRD 160343 · SEC 802-75135
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
XFUND MANAGEMENT COMPANY, LLC
CRD 176521 · SEC 802-88200
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
XNOVA VC
CRD 341362 · SEC 802-136727
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
XOOMFI ADVISORS
CRD 314872 · SEC 801-121438
SAN JOSE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
XPV MANAGEMENT LLC
CRD 322445 · SEC 801-134045
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
Y COMBINATOR
CRD 171730 · SEC 802-80528
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026