Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 361 ms

Exempt Reporting Adviser
YEAR ZERO VENTURES GROUP LLC
CRD 341147 · SEC 802-135700
SANTA CRUZ, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
YES VC MANAGEMENT COMPANY, LLC
CRD 298042 · SEC 802-124913
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YIHENG CAPITAL MANAGEMENT, L.P.
CRD 163812 · SEC 801-77674
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
YK BIOVENTURES
CRD 332081 · SEC 802-131248
BURLINGAME, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
YLV MANAGEMENT LLC
CRD 168740 · SEC 802-78555
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YODER WEALTH MANAGEMENT
CRD 291826 · SEC 801-115215
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YOSEMITE CAPITAL MANAGEMENT
CRD 124298 · SEC 801-62374
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YOSEMITE MANAGEMENT, LLC
CRD 326764 · SEC 801-128248
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
YOSHI ADVISORY
CRD 339574 · SEC 801-136183
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
YU STAR FUND I GP
CRD 318251 · SEC 802-123171
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YUCAIPA MASTER MANAGER, LLC
CRD 158216 · SEC 801-73404
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
Z5 CAPITAL LLC
CRD 335964 · SEC 802-132647
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
ZAI TECHNOLOGIES LLC
CRD 342129 · SEC 801-136243
THOUSAND OAKS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ZANBATO ADVISORS LLC
CRD 311620 · SEC 801-130739
MOUNTAIN VIEW, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ZEEV VENTURES
CRD 301210 · SEC 802-115121
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ZENTARA EXCHANGE LTD
CRD 338283 · SEC 802-134379
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ZEPHYR WEALTH MANAGEMENT
CRD 166303 · SEC 801-118365
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ZERMATT WEALTH PARTNERS
CRD 105736 · SEC 801-17502
SAN DIEGO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ZUCKERMAN CAPITAL MANAGEMENT, LLC
CRD 148549 · SEC 801-135560
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026