Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 341 ms

Reported as registered
SQN CAPITAL MANAGEMENT, LLC
CRD 158704 · SEC 801-73122
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SQUARE WAVE CAPITAL
CRD 318517 · SEC 801-123271
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SQUAREPOINT OPS LLC
CRD 172116 · SEC 801-80565
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SRS INVESTMENT MANAGEMENT, LLC
CRD 157630 · SEC 801-74148
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SSW PARTNERS
CRD 325761 · SEC 801-127660
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ST. JAMES INVESTMENT ADVISORS, LLC
CRD 283880 · SEC 801-107821
PORT JEFFERSON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STABILIS CAPITAL MANAGEMENT, LP
CRD 161553 · SEC 801-74169
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STABLE ASSET MANAGEMENT LP
CRD 309966 · SEC 801-119649
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STACEY BRAUN ASSOCIATES INC
CRD 105056 · SEC 801-10933
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STANDARD CAPITAL ADVISORS L.P.
CRD 165808 · SEC 802-107946
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STANDARD GENERAL L.P.
CRD 151831 · SEC 801-70853
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STANDARD INVESTMENT MANAGEMENT LLC
CRD 337995 · SEC 802-134499
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STANDARD INVESTMENTS LLC
CRD 160843 · SEC 801-73363
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STAPLE STREET CAPITAL
CRD 173785 · SEC 801-80588
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STAR MOUNTAIN FUND MANAGEMENT, LLC
CRD 164728 · SEC 801-80161
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STARBOARD VALUE LP
CRD 156943 · SEC 801-72256
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STARKILLER IM, LLC
CRD 316565 · SEC 802-131903
HOLBROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STARLION GLOBAL MANAGEMENT INC
CRD 341316 · SEC 802-135810
ALBANY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STARR PRIVATE EQUITY PARTNERS, LLC
CRD 297886 · SEC 801-113694
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STARTENGINE ADVISER LLC
CRD 329465 · SEC 802-132889
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026