Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

325 sourced firms · query 80 ms

Reported as registered
SMITH SALLEY WEALTH MANAGEMENT
CRD 129614 · SEC 801-62538
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SOUND FINANCIAL MANAGEMENT, INC.
CRD 122670 · SEC 801-132274
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPARTA WEALTH PARTNERS
CRD 318036 · SEC 801-123050
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPARTAN PLANNING GROUP
CRD 166599 · SEC 801-118622
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SPP MANAGEMENT SERVICES, LLC
CRD 164078 · SEC 801-108102
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEELE CREEK INVESTMENT MANAGEMENT LLC
CRD 170209 · SEC 801-79139
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STEPSTONE PRIVATE WEALTH
CRD 305881 · SEC 801-117639
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STERLING CAPITAL MANAGEMENT LLC
CRD 135405 · SEC 801-64257
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC ADVISORY PARTNERS
CRD 314842 · SEC 801-134091
GREENSBORO, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATHMORE CAPITAL ADVISORS
CRD 135008 · SEC 801-106984
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRUCTURAL SOLUTIONS LLC
CRD 319155 · SEC 801-127895
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAGSTONE CAPITAL, INC.
CRD 158864 · SEC 801-121704
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TANNIN CAPITAL, LLC
CRD 304238 · SEC 801-116787
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAR RIVER WEALTH PLANNING, LLC
CRD 328530 · SEC 801-129188
LOUISBURG, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TARHEEL ADVISORS, LLC
CRD 149308 · SEC 801-131916
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TASSEL CAPITAL MANAGEMENT, INC
CRD 121112 · SEC 801-120382
MATTHEWS, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TEALL CAPITAL PARTNERS, LLC
CRD 299332 · SEC 802-114594
WINSTON-SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TERRA WEALTH
CRD 320643 · SEC 801-125822
HIGH POINT, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THAYER FINANCIAL, L.L.C.
CRD 304729 · SEC 801-135029
HICKORY, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE BREIT GROUP
CRD 335020 · SEC 801-132479
WRIGHTSVILLE BEACH, NC
Source release August 3, 2026 · retrieved August 18, 2026