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Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms
23,622
Reported as registered
16,783
Pending / 120-Day
235
Exempt reporting
6,604
Latest sourced release
August 3, 2026 · retrieved August 18, 2026

438 sourced firms · query 67 ms

  • Reported as registered

    PARADIGM WEALTH ADVISORY LLC

    CRD 283120 · SEC 801-107403

    BRIDGEWATER, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PASSAIC PARTNERS LLC

    CRD 313290 · SEC 801-120980

    NEWARK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PATHSTONE

    CRD 151736 · SEC 801-70776

    ENGLEWOOD, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    PAVISE CAPITAL MANAGEMENT LLC

    CRD 298486 · SEC 802-114029

    MAHWAH, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PCB CAPITAL LLC

    CRD 309784 · SEC 801-132736

    EAST BRUNSWICK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PEGASUS ASSET MANAGEMENT INC

    CRD 104766 · SEC 801-3186

    MORRISTOWN, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PEGASUS GROUP, LLC

    CRD 113499 · SEC 801-60436

    MORRISTOWN, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Exempt Reporting Adviser

    PEPIN CAPITAL MANAGEMENT, LLC

    CRD 307745 · SEC 802-118265

    RED BANK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PERSONAL CFO SOLUTIONS LLC

    CRD 158248 · SEC 801-74412

    CHESTER, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PGIM CUSTOM HARVEST LLC

    CRD 290235 · SEC 801-114622

    NEWARK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PGIM DC SOLUTIONS

    CRD 318800 · SEC 801-125785

    NEWARK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PGIM INVESTMENTS LLC

    CRD 105670 · SEC 801-31104

    NEWARK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PGIM QUANTITATIVE SOLUTIONS

    CRD 129752 · SEC 801-62692

    NEWARK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PGIM REAL ESTATE ADVISORS LLC

    CRD 327165 · SEC 801-128719

    NEWARK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026

  • Reported as registered

    PGIM, INC.

    CRD 105676 · SEC 801-22808

    NEWARK, NJ

    Source release August 3, 2026 · retrieved August 18, 2026