Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 194 ms

Reported as registered
ARLON ADVISOR LLC
CRD 160635 · SEC 801-73893
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMBRUSTER CAPITAL MANAGEMENT, INC.
CRD 151590 · SEC 801-71184
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMISTICE CAPITAL LLC
CRD 168978 · SEC 801-100464
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMOR ADVISORS, L.L.C.
CRD 157238 · SEC 801-73922
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARMORY CAPITAL MANAGEMENT, LLC
CRD 149008 · SEC 801-70206
SYRACUSE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARMORY SQUARE VENTURES MANAGER, LLC
CRD 298870 · SEC 802-114661
SKANEATELES, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARMYN CAPITAL LLC
CRD 337772 · SEC 802-134307
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARNHOLD LLC
CRD 290117 · SEC 801-112065
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARRIVAL CAPITAL MANAGEMENT LLC
CRD 126547 · SEC 801-132523
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARRIVE OPPORTUNITIES MANAGEMENT, LLC
CRD 300466 · SEC 802-114726
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROW CAPITAL MANAGEMENT, LLC
CRD 165190 · SEC 801-136387
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROW INVESTMENT MANAGEMENT, LLC
CRD 334614 · SEC 801-132036
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARROWHEAD INVESTMENT MANAGEMENT LLC
CRD 285032 · SEC 801-110360
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARS INVESTMENT PARTNERS, LLC
CRD 5845 · SEC 801-7566
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARSENAL CAPITAL MANAGEMENT LP
CRD 156896 · SEC 801-73822
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTEMIS WEALTH ADVISORS, LLC
CRD 150810 · SEC 801-71019
PORT WASHINGTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LP
CRD 325768 · SEC 801-129697
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ARTIST CAPITAL MANAGEMENT LLC
CRD 296835 · SEC 801-114400
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASA ASSET MANAGEMENT LLC
CRD 335177 · SEC 801-132303
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASCEND ADVISOR SERVICES LLC
CRD 306302 · SEC 802-118498
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026