Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

306 sourced firms · query 63 ms

Reported as registered
STOLZ & ASSOCIATES, PS
CRD 117216 · SEC 801-117720
TACOMA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC ASSET ALLIANCE
CRD 148763 · SEC 801-69727
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
STRATEGIC INCOME MANAGEMENT, LLC
CRD 151956 · SEC 801-71765
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
STRIDE EXCHANGE INC
CRD 335268 · SEC 802-132251
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SUNRISE FINANCIAL SERVICES LLC
CRD 325955 · SEC 801-132461
BURIEN, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SURIENCE PRIVATE WEALTH LLC
CRD 313055 · SEC 801-120656
YAKIMA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SYNERGY ASSET MANAGEMENT, LLC
CRD 117201 · SEC 801-64132
VANCOUVER, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TAIYO PACIFIC PARTNERS L.P.
CRD 160930 · SEC 801-73713
KIRKLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TALBOT FINANCIAL, LLC
CRD 155162 · SEC 801-71859
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TFS ADVISORS, LLC
CRD 167653 · SEC 801-121268
EDMONDS, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE FAUSER GROUP, LLC
CRD 282351 · SEC 801-118322
MERCER ISLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PLANNER'S EDGE LLC
CRD 114616 · SEC 801-120913
MERCER ISLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE RETIREMENT SOLUTION LLC
CRD 148106 · SEC 801-113783
REDMOND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THIRD STAGE INVESTMENT GROUP, LLC
CRD 141951 · SEC 801-67208
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THREADLINE WEALTH
CRD 108917 · SEC 801-58074
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIETON CAPITAL MANAGEMENT
CRD 135769 · SEC 801-66657
YAKIMA, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TIMBERLANE REAL ASSET MANAGEMENT, LLC
CRD 338133 · SEC 802-135380
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TOLA CAPITAL MANAGEMENT, LLC
CRD 173304 · SEC 802-106586
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRADEWINDS CAPITAL MANAGEMENT, LLC
CRD 145934 · SEC 801-68789
BELLINGHAM, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRAIL FINANCIAL PLANNING LLC
CRD 165063 · SEC 801-135022
BELLINGHAM, WA
Source release August 3, 2026 · retrieved August 18, 2026