Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1535 ms

Exempt Reporting Adviser
ACRE VENTURE PARTNERS
CRD 283298 · SEC 802-107594
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACRIBUS CAPITAL LLC
CRD 283301
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ACRONYM ETC. MANAGEMENT, LLC
CRD 330757 · SEC 802-131560
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACT ONE VENTURES MANAGEMENT, L.L.C.
CRD 283875 · SEC 802-123328
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACT SECURITIES, LLC
CRD 297652
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ACT TWO INVESTORS LLC
CRD 294046 · SEC 801-112940
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACTELLIGENT PRIVATE LIMITED
CRD 312930 · SEC 802-120498
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACTERA GROUP LTD
CRD 163398 · SEC 802-75950
ST. HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACTIVE OWNERSHIP CORPORATION S.À R.L.
CRD 310391 · SEC 802-119520
GREVENMACHER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ACTIVEALPHA INVESTMENT ADVISORS
CRD 338512 · SEC 801-134749
MUMBAI, MAHARASHTRA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACTIVECAP - CAPITAL PARTNERS, SCR, S.A.
CRD 340980 · SEC 802-135799
LISBON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ACTIVUM SG CAPITAL MANAGEMENT LIMITED
CRD 164034 · SEC 802-76749
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACTUARIAL DIRECT LLC
CRD 309970
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ACTUSRAYPARTNERS LIMITED
CRD 313897 · SEC 801-124737
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ACUMAIN CAPITAL, LLC
CRD 336530
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ACV CAPITAL PTE. LTD.
CRD 322804 · SEC 802-126571
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADAGIO CAPITAL MANAGEMENT, LLC
CRD 286138 · SEC 802-112200
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADAIR FINANCIAL PRIVATE CLIENT GROUP
CRD 306300
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026