Reported as registered
THE MATHES COMPANY, INC.
CRD 109288 · SEC 801-54747
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
3,152 sourced firms · query 332 ms
Exempt Reporting Adviser
THE MIDWAY GROUP
CRD 161147 · SEC 802-131193
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE MUSTICO FINANCIAL GROUP, INC.
CRD 125763 · SEC 801-67939
ELMIRA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE NORTHSTAR GROUP, INC.
CRD 110409 · SEC 801-41169
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
THE OPERATORS FUND INVESTMENT MANAGEMENT, L.P.
CRD 340501 · SEC 801-135671
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PINNACLE FINANCIAL GROUP
CRD 164395 · SEC 801-77304
ROCKVILLE CENTRE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PITTI GROUP WEALTH MANAGEMENT, LLC
CRD 314685 · SEC 801-121652
VICTOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PORTFOLIO STRATEGY GROUP, LLC
CRD 166593 · SEC 801-77583
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE QUARRY LP
CRD 323449 · SEC 801-128474
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE QUICK GROUP LLC
CRD 334472 · SEC 801-131840
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE RIVERSIDE COMPANY
CRD 160523 · SEC 801-73686
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE VISUALIZE GROUP LP
CRD 327531 · SEC 801-128657
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTH ALLIANCE, LLC
CRD 305052 · SEC 801-117251
MELVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTHPLAN LLC
CRD 306820 · SEC 801-130235
GREAT NECK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THE WICKS GROUP OF COMPANIES III, LLC
CRD 157918 · SEC 802-128005
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THEOREM
CRD 281280 · SEC 801-108607
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THINKING BIG FINANCIAL
CRD 287476 · SEC 801-123485
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THIRD AVENUE MANAGEMENT LLC
CRD 107545 · SEC 801-27792
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
THIRD HARBOR
CRD 343219 · SEC 801-136800
COLD SPRING HARBOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THIRD KIND VENTURE CAPITAL
CRD 288091 · SEC 802-110276
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026