Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 226 ms

Reported as registered
TORTOISE INVESTMENT MANAGEMENT, LLC
CRD 128723 · SEC 801-65160
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOTEM MACRO ASSET MANAGEMENT LP
CRD 328044 · SEC 801-129061
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOTEM POINT MANAGEMENT, LLC
CRD 169824 · SEC 801-117037
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TOURLITE CAPITAL MANAGEMENT, LP
CRD 342672 · SEC 802-136506
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWERBROOK CAPITAL PARTNERS
CRD 155730 · SEC 801-74084
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TOWN HALL VENTURES, LLC
CRD 285924 · SEC 802-110139
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWN LANE MANAGEMENT LP
CRD 328404 · SEC 801-129435
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TPG ANGELO GORDON
CRD 131940 · SEC 801-34300
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TQ VENTURES LLC
CRD 313268 · SEC 802-120792
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TR CAPITAL MANAGEMENT, LLC
CRD 164268 · SEC 801-76729
ROCKVILLE CENTRE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
TRADEUP WEALTH MANAGEMENT, INC.
CRD 335362 · SEC 801-133022
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRANSATLANTIQUE PRIVATE WEALTH LLC
CRD 169820 · SEC 801-107101
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRANSPARENT WEALTH CONSULTING LLC
CRD 283193 · SEC 801-111906
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TREASURY FUND MANAGEMENT LLC
CRD 322087 · SEC 802-127519
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TREBUCHET CAPITAL MANAGEMENT, LP
CRD 292555 · SEC 802-112961
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
TREND DISCOVERY CAPITAL MANAGEMENT, LLC
CRD 170082 · SEC 802-128035
LONG ISLAND CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TREO ASSET MANAGEMENT, LLC
CRD 164982 · SEC 801-126348
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TREVILLE CAPITAL MANAGEMENT LLC
CRD 290314 · SEC 801-114473
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRG MANAGEMENT LP
CRD 138083 · SEC 801-65631
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRI LOCUM PARTNERS LP
CRD 309678 · SEC 801-119074
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026