Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 314 ms

Reported as registered
TZP MANAGEMENT ASSOCIATES, LLC
CRD 160907 · SEC 801-74019
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UAS ASSET MANAGEMENT
CRD 21274 · SEC 801-32004
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UBS ASSET MANAGEMENT (AMERICAS) LLC
CRD 106838 · SEC 801-34910
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ULYSSES MANAGEMENT LLC
CRD 157251 · SEC 801-73433
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNCOMMON DENOMINATOR MANAGEMENT LLC
CRD 333751 · SEC 802-131846
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNFCU ADVISORS LLC
CRD 136572 · SEC 801-67069
LONG ISLAND CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNIFI ASSET MANAGEMENT LP
CRD 330942 · SEC 801-130963
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
UNIFIED RETIREMENT PLANNING GROUP
CRD 341550 · SEC 801-136235
BRIARCLIFF MANOR, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNIGESTION (US) LTD
CRD 305038 · SEC 801-118143
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNION SQUARE PARK CAPITAL MANAGEMENT, LLC
CRD 175471 · SEC 801-121948
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNION SQUARE VENTURES
CRD 162375 · SEC 802-75126
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNITED ADVISORS INVESTMENT MANAGEMENT, LLC
CRD 164908 · SEC 801-77527
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNITED ASSET STRATEGIES INC.
CRD 107434 · SEC 801-41464
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNITED FINANCIAL PLANNING GROUP LLC
CRD 149843 · SEC 801-113324
HAUPPAUGE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNIVERSITY VENTURES
CRD 163575 · SEC 801-80035
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNLIMITED
CRD 322644 · SEC 801-126421
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNTITLED INVESTMENTS LP
CRD 306357 · SEC 801-118330
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UOB GLOBAL CAPITAL LLC
CRD 160659 · SEC 801-74164
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UPMARKET MANAGEMENT LLC
CRD 336095 · SEC 802-134099
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UPSTATE ADVISERS INC
CRD 341449 · SEC 801-135922
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026