Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 335 ms

Exempt Reporting Adviser
URSULA MANAGEMENT, LLC
CRD 172889 · SEC 802-119449
LOCUST VALLEY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UTA INVESTCORP INVESTMENT MANAGEMENT, LLC
CRD 324979 · SEC 802-127338
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
V V P ADVISORS INC.
CRD 325608 · SEC 802-127766
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALAR VENTURES
CRD 162251 · SEC 802-76015
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALAR VENTURES LLC
CRD 281886 · SEC 802-106977
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALARA CAPITAL MANAGEMENT, LLC
CRD 151999 · SEC 802-108837
ARMONK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALEURTIM CAPITAL INC.
CRD 343876 · SEC 802-137213
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALIANT TELOS
CRD 332848 · SEC 802-131569
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALICENTI ADVISORY SERVICES INC
CRD 110669 · SEC 801-19249
ELMIRA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALLEY FINANCIAL MANAGEMENT, INC.
CRD 105387 · SEC 801-113685
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALLIANCE ASSET MANAGEMENT LLC
CRD 329927 · SEC 801-135480
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALOR GROWTH MANAGEMENT LLC
CRD 336678 · SEC 802-132990
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALOREM LLC
CRD 339215 · SEC 801-134978
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALUE INVESTMENT PROFESSIONALS, LLC
CRD 164704 · SEC 801-126351
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALUEQUEST ADVISERS, LLC
CRD 337781 · SEC 801-134654
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALUEWORKS, LLC
CRD 116850 · SEC 801-60663
NEW YORK CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALUR ROBO ADVISORS
CRD 318675 · SEC 801-123279
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VAN ECK ABSOLUTE RETURN ADVISERS CORP.
CRD 137177 · SEC 801-65186
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VAN ECK ASSOCIATES CORP.
CRD 105080 · SEC 801-21340
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VANADIS HOLDINGS
CRD 336120 · SEC 802-132900
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026