Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

584 sourced firms · query 75 ms

Reported as registered
INVESTMARK ADVISORY GROUP LLC
CRD 121060 · SEC 801-76505
SHELTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
IRONWOOD CAPITAL ADVISORS LLC
CRD 321642 · SEC 801-125824
AVON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
IRONWOOD CAPITAL CONNECTICUT I LLC
CRD 321171 · SEC 802-125751
AVON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ISO-MTS CAPITAL MANAGEMENT LP
CRD 322648 · SEC 801-126529
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ITS ASSET MANAGEMENT, L.P.
CRD 106977 · SEC 801-7190
NORTH HAVEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
J.H. WHITNEY CAPITAL PARTNERS, LLC
CRD 160547 · SEC 801-74381
NEW CANAAN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JACKSON, GRANT INVESTMENT ADVISERS, INC.
CRD 108156 · SEC 801-56267
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JADIAN CAPITAL, LP
CRD 291946 · SEC 801-113300
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JAT CAPITAL MANAGEMENT LP
CRD 311599 · SEC 801-119981
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
JC CAPITAL ADVISORS GROUP LLC
CRD 339298 · SEC 801-134998
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JEFFREY N. MEHLER, CFP LLC
CRD 126681 · SEC 801-66937
ESSEX, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JGB CAPITAL MANAGEMENT L.P.
CRD 163658 · SEC 801-110906
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JK PRIVATE WEALTH, LLC
CRD 305987 · SEC 801-129804
GLASTONBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JOHN A. BYSKO ASSOCIATES
CRD 110612 · SEC 801-81151
OLD LYME, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
JOHNSON BRUNETTI
CRD 171168 · SEC 801-79713
WETHERSFIELD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
JUSTIFY CAPITAL MANAGEMENT
CRD 343652 · SEC 802-137098
GLASTONBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
K PROPERTY MANAGER, LLC
CRD 292563 · SEC 802-112563
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
K2/D&S MANAGEMENT CO., L.L.C.
CRD 123826 · SEC 801-61852
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KARPREILLY, LLC
CRD 161169 · SEC 801-73281
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KATE CAPITAL LLC
CRD 329897 · SEC 801-131461
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026