Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

325 sourced firms · query 63 ms

Reported as registered
THE FINANCIAL LEGACY GROUP
CRD 287632 · SEC 801-135420
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PINES WEALTH MANAGEMENT, LLC
CRD 326353 · SEC 801-129712
SOUTHERN PINES, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTH GROUP, LTD
CRD 154106 · SEC 801-128145
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THE ZABEL COMPANIES, LLC
CRD 298721 · SEC 802-114083
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THREE MAGNOLIAS FINANCIAL ADVISORS
CRD 114471 · SEC 801-60460
WINSTON SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TILIA FIDUCIARY PARTNERS, INC.
CRD 157852 · SEC 801-120194
WILMINGTON, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIMONIER
CRD 150748 · SEC 801-70341
WINSTON SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIVERTON ADVISORS, LLC
CRD 305331 · SEC 801-120440
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOLLEY FINANCIAL GROUP, LLC
CRD 302115 · SEC 801-136207
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOPSAIL WEALTH MANAGEMENT LLC
CRD 331098 · SEC 801-130245
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWNSEND ASSET MANAGEMENT CORP.
CRD 108216 · SEC 801-18013
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRADEWINDS, LLC
CRD 316415 · SEC 801-122614
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRG CAPITAL MANAGEMENT, INC.
CRD 146674 · SEC 801-136816
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIANGLE WEALTH MANAGEMENT
CRD 148156 · SEC 801-69531
RALEIGH, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRICAPITAL WEALTH MANAGEMENT, INC.
CRD 118788 · SEC 801-123572
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUEBRIDGE CAPITAL PARTNERS
CRD 155425 · SEC 801-71946
CHAPEL HILL, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TWIN CITY PRIVATE WEALTH, LLC
CRD 315836 · SEC 801-130041
WINSTON-SALEM, NC
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
US FINANCIAL PLANNERS, LLC
CRD 337484 · SEC 801-134995
ASHEVILLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UWHARRIE INVESTMENT ADVISORS, INC.
CRD 117592 · SEC 801-63767
ALBEMARLE, NC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VARIANT PERCEPTION
CRD 334510 · SEC 801-134755
CHARLOTTE, NC
Source release August 3, 2026 · retrieved August 18, 2026