Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 173 ms

Reported as registered
ASCEND INTERPLAY, LLC
CRD 317344 · SEC 801-122766
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCEND PARTNERS
CRD 310515 · SEC 801-121969
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASCENT WEALTH PARTNERS, LLC
CRD 158898 · SEC 801-72693
NEW HARTFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASHBAY CAPITAL, LLC
CRD 168788 · SEC 801-78732
NEW YORK,, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASHFORD ADVISORS, LLC
CRD 114238 · SEC 801-60563
PITTSFORD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASHTON THOMAS SECURITIES, LLC
CRD 16629 · SEC 801-69225
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASLAN ROSE LLC
CRD 337741 · SEC 802-134163
HUNTINGTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPEN RENEWABLE INVESTMENTS, L.L.C.
CRD 334812 · SEC 801-132127
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE ADVISORS, LLC
CRD 150652 · SEC 801-77599
NORTH WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE STRATEGIST PORTFOLIOS LLC
CRD 327902 · SEC 801-128944
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASPIRE WEALTH ADVISORY GROUP, LLC
CRD 338618 · SEC 801-134595
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT ONE USA INC.
CRD 108982 · SEC 801-54930
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSURED HEALTHCARE PARTNERS LLC
CRD 311479 · SEC 801-127498
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTARA CAPITAL PARTNERS, L.P.
CRD 317647 · SEC 801-128393
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTORIA PORTFOLIO ADVISORS LLC
CRD 288271 · SEC 801-119078
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ASYMMETRICAL CAPITAL MANAGEMENT LLC
CRD 318956 · SEC 802-128073
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALAN CAPITAL PARTNERS, LP
CRD 226714 · SEC 801-100443
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALANTA SOSNOFF CAPITAL, LLC
CRD 104880 · SEC 801-16739
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATALANTA SOSNOFF MANAGEMENT, LLC
CRD 11085 · SEC 801-22856
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATERIAN INVESTMENT MANAGEMENT, LP
CRD 169302 · SEC 801-78857
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026