Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

426 sourced firms · query 71 ms

Reported as registered
PCM MANAGEMENT ADVISOR, LLC
CRD 323946 · SEC 801-133750
CHAGRIN FALLS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PDS PLANNING INC
CRD 106895 · SEC 801-33041
DUBLIN, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK RETIREMENT PLANNING, INC.
CRD 317592 · SEC 801-130337
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK WEALTH SOLUTIONS
CRD 127391 · SEC 801-71071
PEPPER PIKE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEB CAPITAL MANAGEMENT LLC
CRD 315241 · SEC 801-121815
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEERLESS WEALTH
CRD 305807 · SEC 801-129909
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PINNACLE ADVISORS
CRD 106817 · SEC 801-51715
MANSFIELD, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PMC SPORTS
CRD 334169 · SEC 802-134782
GAHANNA, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POLARIS FINANCIAL PARTNERS, LLC
CRD 299258 · SEC 801-132733
WESTERVILLE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRASAD WEALTH PARTNERS
CRD 332507 · SEC 801-130984
INDEPENDENCE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRESERVATION FUND MANAGEMENT LLC
CRD 163907 · SEC 802-76500
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRESPER FINANCIAL ARCHITECTS, LLC
CRD 297538 · SEC 801-113773
AKRON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSPERITY CAPITAL ADVISORS
CRD 156480 · SEC 801-72187
WESTLAKE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PURTILL FINANCIAL LLC
CRD 133764 · SEC 801-111854
HIGHLAND HEIGHTS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QOVEX INC
CRD 335649 · SEC 802-132504
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUEEN CITY CAPITAL MANAGEMENT, LLC
CRD 162785 · SEC 801-76921
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
QUEST WEALTH SOLUTIONS, INC.
CRD 341599 · SEC 801-136016
MANSFIELD, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RABE INVESTMENT CONSULTING GROUP
CRD 316029 · SEC 801-122170
RICHFIELD, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RANDOLPH CO INC
CRD 104868 · SEC 801-28213
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RC CAPITAL
CRD 162297 · SEC 801-122645
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026