Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

306 sourced firms · query 64 ms

Exempt Reporting Adviser
TRILOGY INVESTMENT ADVISORS
CRD 341443 · SEC 802-136102
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUENORTH WEALTH ADVISORS
CRD 118273 · SEC 801-116702
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUEWEALTH FINANCIAL PARTNERS
CRD 316079 · SEC 801-122242
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TSCHETTER GROUP
CRD 301548 · SEC 801-115160
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TSP ADVISORS, LLC
CRD 281758 · SEC 801-126853
MERCER ISLAND, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNITED PRIME SOCIETY INC
CRD 341858 · SEC 802-136156
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UTA LLC
CRD 315427 · SEC 801-121768
VANCOUVER, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VICKERMAN INVESTMENT ADVISORS, INC.
CRD 313240 · SEC 801-120620
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VIEWPOINT CAPITAL MANAGEMENT
CRD 158899 · SEC 801-117685
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VITA PLANNING GROUP LLC
CRD 312323 · SEC 801-120369
CAMAS, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VORPAHL WING ADVISORS, INC.
CRD 47548 · SEC 801-131969
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VOYAGER CAPITAL LLC
CRD 162440 · SEC 802-75125
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WAFD WEALTH, INC
CRD 337346 · SEC 801-134074
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WASHINGTON CAPITAL MANAGEMENT INC
CRD 105253 · SEC 801-14263
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WAYCROSS INVESTMENT MANAGEMENT CO
CRD 105034 · SEC 801-120007
BELLINGHAM, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WAYFINDING FINANCIAL, LLC
CRD 306208 · SEC 801-118057
LYNNWOOD, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH ASSET MANAGERS
CRD 14377 · SEC 801-41346
SPOKANE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHCOLLAB
CRD 269840 · SEC 801-122488
BELLEVUE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHMARK, LLC
CRD 144948 · SEC 801-121353
BELLINGHAM, WA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEINAND FINANCIAL, INC.
CRD 328590 · SEC 801-129080
LACEY, WA
Source release August 3, 2026 · retrieved August 18, 2026