Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1444 ms

Reported as state-registered
ADAIR WEALTH MANAGEMENT
CRD 285147
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADAM ADVISORY
CRD 343508
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADAM DOTY COMPANY
CRD 315125
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ADAMANTEM CAPITAL MANAGEMENT PTY LTD
CRD 311186 · SEC 802-120205
SYDNEY, NSW
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
ADAMS ADVISORY SERVICES, LLC
CRD 341683 · SEC 801-136034
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADAMS FINANCIAL CONCEPTS, LLC
CRD 134545
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADAMS WEALTH MANAGEMENT
CRD 285180
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADAP TAX FINANCIAL, INC.
CRD 293211
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ADAPT INVESTMENT MANAGERS SA
CRD 329885 · SEC 802-130306
GENEVA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADAPTFIRST INVESTMENTS LLC
CRD 289096
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADAPTIVE WEALTH, LLC
CRD 171045
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ADASINA SOCIAL CAPITAL
CRD 151411 · SEC 801-113385
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADB CAPITAL MANAGEMENT, LLC
CRD 155619
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ADD VENTURES CAPITAL, LLC
CRD 325247 · SEC 802-128231
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADDENDA CAPITAL
CRD 137034 · SEC 801-64799
MONTREAL, QUEBEC
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADDIE CAPITAL
CRD 282144
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ADDINGTON FINANCIAL GROUP LLC
CRD 114584 · SEC 801-112629
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ADDITION WEALTH
CRD 318018 · SEC 801-125972
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADELE BRADY BOLSON CPA PS
CRD 116392
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ADELIE INVESTMENT MANAGEMENT COMPANY
CRD 162709 · SEC 802-75685
EBENE
Source release August 3, 2026 · retrieved August 18, 2026