Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 338 ms

Reported as registered
WATERFALL ASSET MANAGEMENT, LLC
CRD 137746 · SEC 801-65087
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WATERFORD ADVISORS, LLC
CRD 119442 · SEC 801-62941
ORCHARD PARK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WATERFRONT CAPITAL PARTNERS LLC
CRD 167801 · SEC 801-78092
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WCAS MANAGEMENT CORPORATION
CRD 155695 · SEC 801-73309
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
WEALTH FORWARD ADVISORS
CRD 337462 · SEC 801-134727
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEALTHARC FINTECH LTD.
CRD 334579 · SEC 802-131920
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHEDGE INVESTMENT ADVISORS, LLC
CRD 126337 · SEC 801-66845
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHIE ADVISORS
CRD 340058 · SEC 801-135205
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHMEUP ADVISORS LLC
CRD 335157 · SEC 801-132312
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHNEST CAPITAL INC.
CRD 281725 · SEC 801-135958
STATEN ISLAND, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHSPIRE ADVISORS
CRD 106181 · SEC 801-49390
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHSPRING CAPITAL LLC
CRD 301040 · SEC 801-117460
WEST HARRISON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHUNITE ADVISORS, LLC
CRD 285807 · SEC 801-114437
MANHASSET, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEATHERHELM CAPITAL MANAGEMENT LLC
CRD 175019 · SEC 801-81110
CAMBRIDGE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEBER ASSET MANAGEMENT, INC.
CRD 106267 · SEC 801-42886
LAKE SUCCESS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEISBURD CAPITAL MANAGEMENT LLC
CRD 342535 · SEC 802-136570
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEISS FINANCIAL GROUP LLC
CRD 159331 · SEC 801-72871
MAHOPAC, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WELCH CAPITAL PARTNERS LLC
CRD 106721 · SEC 801-52308
HARRISON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WELLINGTON SHIELDS & CO., LLC
CRD 149021 · SEC 801-70755
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
CRD 150529 · SEC 801-70712
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026