Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 368 ms

Reported as registered
WELLSPRING CAPITAL MANAGEMENT LLC
CRD 161184 · SEC 801-74093
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WELLSPRING GBL, LLC
CRD 312017 · SEC 801-136665
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEMBLEY STRATEGIC ADVISORY LLC
CRD 305692 · SEC 801-117508
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WENDEL NORTH AMERICA, LLC
CRD 284733 · SEC 802-124888
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTCHESTER CAPITAL MANAGEMENT, LLC
CRD 155686 · SEC 801-72002
VALHALLA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTCHESTER CAPITAL PARTNERS, LLC
CRD 135955 · SEC 801-73214
VALHALLA, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTCO ADVISORY SERVICES, INC.
CRD 120755 · SEC 801-69387
LYNBROOK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERN NEW YORK FINANCIAL GROUP, LLC
CRD 306083 · SEC 801-117668
BUFFALO, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTFULLER ADVISORS, LLC
CRD 155054 · SEC 801-111864
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTMORE ASSET MANAGEMENT
CRD 164431 · SEC 801-77110
PEARL RIVER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WGS MANAGEMENT SERVICES, INC
CRD 270003 · SEC 801-135806
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHARTON WEALTH PLANNING, LLC
CRD 319716 · SEC 801-135877
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHIPPOORWILL ASSOCIATES INC
CRD 107497 · SEC 801-43158
WHITE PLAINS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITE HAT CAPITAL PARTNERS LP
CRD 288059 · SEC 801-130781
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WHITE MAPLE CAPITAL LLC
CRD 324437 · SEC 802-129889
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITEFORT CAPITAL MANAGEMENT, LP
CRD 288534 · SEC 801-116942
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITNEY & COMPANY
CRD 117307 · SEC 801-60710
ROCHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILDCAT CAPITAL MANAGEMENT, LLC
CRD 162178 · SEC 801-76510
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILKINSON GLOBAL ASSET MANAGEMENT LLC
CRD 292470 · SEC 801-113969
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLIAMS JONES WEALTH MANAGEMENT, LLC
CRD 301925 · SEC 801-116946
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026