Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 357 ms

Exempt Reporting Adviser
WILLOW RIVER PARTNERS LLC
CRD 343272 · SEC 802-137163
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLOW TREE CAPITAL CORP ADVISORS LLC
CRD 328528 · SEC 801-128955
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLOW TREE CREDIT PARTNERS LP
CRD 287810 · SEC 801-110516
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WILLOW TREE CREDIT PARTNERS SBIC MANAGEMENT LP
CRD 333473 · SEC 802-131418
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLOW WEALTH
CRD 282487 · SEC 801-107574
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILLOWRIDGE PARTNERS, INC.
CRD 157116 · SEC 801-73759
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WILMINGTON CAPITAL SECURITIES, LLC
CRD 133839 · SEC 801-101483
GARDEN CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WINDHAM CAPITAL PARTNERS LLC
CRD 299860 · SEC 802-114839
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WINDMILL CAPITAL LLC
CRD 164063 · SEC 802-76659
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINDROSE HEALTH INVESTORS, LLC
CRD 160311 · SEC 801-73671
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WINDSHEAR MANAGEMENT INC.
CRD 339256 · SEC 802-135716
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WINDSOR HERITAGE CAPITAL
CRD 339038 · SEC 802-134694
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINGSPAN CAPITAL, LLC
CRD 307759 · SEC 801-120854
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINSHORE CAPITAL PARTNERS LP
CRD 300347 · SEC 801-118324
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WINTER CAPITAL, LLC
CRD 299890 · SEC 802-122349
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINTHROP PARTNERS - EPA, LLC
CRD 282098 · SEC 801-106947
ORCHARD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINTHROP PARTNERS - WNY, LLC
CRD 282100 · SEC 801-106948
ORCHARD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINTHROP PARTNERS - WPA , LLC
CRD 282102 · SEC 801-106949
ORCHARD, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WISDOMTREE ASSET MANAGEMENT, INC.
CRD 139684 · SEC 801-66567
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WISDOMTREE DIGITAL MANAGEMENT, INC.
CRD 322139 · SEC 801-126387
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026