Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 343 ms

Reported as registered
WISE WEALTH MANAGEMENT, LLC
CRD 133614 · SEC 801-71367
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WNY ASSET MANAGEMENT, LLC
CRD 153872 · SEC 801-71632
WILLIAMSVILLE, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WOLFE RESEARCH ADVISORS, LLC
CRD 326717 · SEC 801-128154
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WORK-BENCH MANAGEMENT, LLC
CRD 289087 · SEC 802-110962
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WORTH CHARTING LLC
CRD 340328 · SEC 801-135744
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WPM WEALTH ADVISORS LLC
CRD 316722 · SEC 801-122458
SARATOGA SPRINGS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WWB ASSET MANAGEMENT LLC
CRD 298047 · SEC 802-113987
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WYNNEFIELD CAPITAL, INC.
CRD 157604 · SEC 801-73498
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WYSER-PRATTE MANAGEMENT CO., INC.
CRD 106399 · SEC 801-42253
BEDFORD HILLS, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
X-FLEXI INC.
CRD 338694 · SEC 802-134493
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
XN LP
CRD 308156 · SEC 801-118477
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YAUPON CAPITAL MANAGEMENT LP
CRD 298556 · SEC 801-114061
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YEARWOOD YOUNG ADVISORS
CRD 307719 · SEC 801-127793
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YIELDPOINT
CRD 311859 · SEC 801-134006
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
YLR MANAGEMENT LLC
CRD 328555 · SEC 802-129201
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
YORK CAPITAL MANAGEMENT
CRD 140336 · SEC 801-70315
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
YORKTOWN PARTNERS LLC
CRD 162321 · SEC 802-75937
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
Z CAPITAL GROUP, L.L.C.
CRD 159511 · SEC 801-73820
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ZAKARA CAPITAL, LLC
CRD 337211 · SEC 802-133778
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ZAMA CAPITAL ADVISORS LP
CRD 291251 · SEC 802-114406
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026