Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 92 ms

Exempt Reporting Adviser
KONVOY
CRD 321077 · SEC 802-125877
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KORZEN ASSET MANAGEMENT LTD
CRD 340062 · SEC 802-135164
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.
CRD 298353 · SEC 801-113934
HIGHLANDS RANCH, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KSL CAPITAL PARTNERS
CRD 155677 · SEC 801-73674
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAB QUANTITATIVE STRATEGIES, LLC
CRD 312409 · SEC 801-120394
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LAIYEPLUS LIMITED
CRD 338721 · SEC 802-134549
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAPIS ADVISERS, LP
CRD 153710 · SEC 801-71696
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LARIMER CAPITAL CORPORATION
CRD 18189 · SEC 801-29070
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LASALLE DEBT INVESTORS, LLC
CRD 158422 · SEC 801-73839
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LEDGEWYN EXCHANGE LTD
CRD 338662 · SEC 802-134490
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEGACY WEALTH PARTNERS, LLC
CRD 333032 · SEC 801-131757
LAKEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEH II MANAGEMENT LLC
CRD 328785 · SEC 801-129614
ENGLEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIFTOUT CAPITAL
CRD 327583 · SEC 802-136166
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIGHTNING EXCHANGE LTD
CRD 336375 · SEC 802-132813
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINCOLN ENERGY HOLDINGS LLC
CRD 333026 · SEC 801-131171
ENGLEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LINK FOUCS LTD
CRD 343466 · SEC 802-136994
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LINKEDIN RESEARCH INSTITUTE LTD
CRD 341052 · SEC 802-135620
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LION EQUITY INVESTMENT ADVISORS, LLC
CRD 283404 · SEC 801-128308
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LOFT GROWTH PARTNERS
CRD 294069 · SEC 802-113318
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LORD AND RICHARDS
CRD 328907 · SEC 801-129213
HIGHLANDS RANCH, CO
Source release August 3, 2026 · retrieved August 18, 2026