Reported as registered
KENNEDY WEALTH & TAX MANAGEMENT, LLC
CRD 172394 · SEC 801-112886
SOUTHBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
584 sourced firms · query 178 ms
Reported as registered
KENSICO CAPITAL MANAGEMENT CORP.
CRD 157934 · SEC 801-73379
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KEYNOTE FINANCIAL SERVICES, LLC
CRD 130384 · SEC 801-126600
VERNON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
KINDRED CAPITAL ADVISORS LLC
CRD 285215 · SEC 802-108847
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KLINE HILL PARTNERS LP
CRD 283283 · SEC 801-110340
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD 174129 · SEC 801-80844
NEW HAVEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
KREITLER FINANCIAL LLC
CRD 309056 · SEC 801-118881
NEW HAVEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
L CATTERTON
CRD 157428 · SEC 801-72426
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LABYRINTH CAPITAL PARTNERS
CRD 307509 · SEC 802-127025
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LADD CAPITAL MANAGEMENT LLC
CRD 105162 · SEC 801-11098
NEW HAVEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LAND & BUILDINGS INVESTMENT MANAGEMENT, LLC
CRD 149487 · SEC 801-69951
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LANSDOWNE WEALTH MANAGEMENT, LLC
CRD 155422 · SEC 801-132336
MYSTIC, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LBB HOLDING COMPANY LLC
CRD 282285 · SEC 801-117046
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LCR WEALTH MANAGEMENT LLC
CRD 313013 · SEC 801-121653
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LEARGAS CAPITAL LLC
CRD 326613 · SEC 802-128097
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIGHT ARC CAPITAL MANAGEMENT LLC
CRD 339985 · SEC 801-135307
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIME ROCK
CRD 157127 · SEC 801-73847
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LITTLEJOHN & CO., LLC
CRD 156720 · SEC 801-73618
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LITVAK WEALTH, LLC
CRD 170805 · SEC 801-127511
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOANCORE CAPITAL CREDIT ADVISOR LLC
CRD 293737 · SEC 801-113052
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026