Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

339 sourced firms · query 70 ms

Reported as registered
THE SCOTT S. JAMES COMPANY
CRD 105861 · SEC 801-123515
FALLS CHURCH, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THIRDLINE CAPITAL MANAGEMENT LLC
CRD 314158 · SEC 801-121695
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THOMPSON DAVIS ASSET MANAGEMENT
CRD 41353 · SEC 801-120472
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THOMPSON SIEGEL & WALMSLEY LLC
CRD 105726 · SEC 801-6273
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
THREEFIFTY CAPITAL, LLC
CRD 312673 · SEC 802-132231
ASHBURN, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TONE CAPITAL, LLC
CRD 285622 · SEC 801-132702
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOTH FINANCIAL ADVISORY CORP
CRD 104952 · SEC 801-27662
LEESBURG, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRADERS A.I., INC.
CRD 331700 · SEC 801-130642
FAIRFAX, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRIO WEALTH MANAGEMENT, LLC
CRD 328042 · SEC 801-134440
GREAT FALLS, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TULL FINANCIAL GROUP, INC.
CRD 112235 · SEC 801-61759
CHESAPEAKE, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ULTRATECH CAPITAL PARTNERS
CRD 333767 · SEC 802-131698
ALEXANDRIA, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNION STREET PARTNERS LLC
CRD 156148 · SEC 801-72120
ALEXANDRIA, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UNITY GROWTH FUND I LLC
CRD 327221 · SEC 802-132235
RESTON, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VALLECITO CAPITAL LLC
CRD 328832 · SEC 802-129057
ALEXANDRIA, VA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VANSHAP CAPITAL, LLC
CRD 162206 · SEC 802-137065
ARLINGTON, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VANTAGE CONSULTING GROUP INC
CRD 105240 · SEC 801-27432
VIRGINIA BEACH, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VARIANT PRIVATE WEALTH LLC
CRD 288011 · SEC 801-110471
TYSONS, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VERUS FINANCIAL PARTNERS
CRD 106744 · SEC 801-41983
RICHMOND, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VEST FINANCIAL LLC
CRD 165976 · SEC 801-77463
MCLEAN, VA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VIP PLANNERS, INC.
CRD 111946 · SEC 801-134197
ROANOKE, VA
Source release August 3, 2026 · retrieved August 18, 2026