Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 85 ms

Reported as registered
LOTUSGROUP ADVISORS
CRD 143379 · SEC 801-111051
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOTUSGROUP CAPITAL
CRD 298973 · SEC 801-114198
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOYD FINANCIAL MANAGEMENT INC.
CRD 112236 · SEC 801-129710
CENTENNIAL, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LUMENIS CAPITALMANAGEMENT GMBH LTD
CRD 338001 · SEC 802-134264
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LUNEXA INVESTMENT LTD
CRD 342718 · SEC 802-136548
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LURIMA CAPITAL LTD
CRD 341088 · SEC 802-135644
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LUXEPOINT CAPITAL LTD
CRD 341264 · SEC 802-135749
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M.Z. KARK & ASSOCIATES, INC
CRD 106627 · SEC 801-23074
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
M4A3 LLC
CRD 336172 · SEC 801-132765
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAGNIFI
CRD 309397 · SEC 801-119004
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAIA WEALTH
CRD 292817 · SEC 801-120452
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAINLINE WEST FUND MANAGER LLC
CRD 147532 · SEC 801-69444
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MANNA TREE PARTNERS, LLC
CRD 299654 · SEC 801-121621
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
MARKD VC LLC
CRD 321666 · SEC 802-125832
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MARSHALL INVESTMENT MANAGEMENT, LLC
CRD 174817 · SEC 801-117304
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MARSICO CAPITAL MANAGEMENT, LLC
CRD 109250 · SEC 801-54914
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MATHIES FINANCIAL PARTNERS
CRD 150079 · SEC 801-136624
PUEBLO, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MATTERN CAPITAL MANAGEMENT, LLC
CRD 299342 · SEC 801-114522
LAKEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MAXQ ASSET MANAGEMENT LLC
CRD 336560 · SEC 801-132926
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
MCALVANY WEALTH MANAGEMENT, LLC
CRD 146021 · SEC 801-71124
DURANGO, CO
Source release August 3, 2026 · retrieved August 18, 2026