Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 177 ms

Reported as registered
AUREON MANAGEMENT LLC
CRD 338348 · SEC 801-134614
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AURORA MANAGEMENT LLC
CRD 330901 · SEC 802-130359
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUSTRALIS PARTNERS (ADVISERS) LLC
CRD 175505 · SEC 801-105468
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTONOMOUS WEALTH MANAGEMENT LLC
CRD 337909 · SEC 801-134705
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AUTOPILOT
CRD 331749 · SEC 801-130594
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUTOPILOT MANAGEMENT COMPANY LLC
CRD 329400 · SEC 802-134776
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVALA GLOBAL LP
CRD 323053 · SEC 801-126535
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVANCE INVESTMENT MANAGEMENT, LLC
CRD 310749 · SEC 801-119844
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVANT BIO LLC
CRD 327673 · SEC 802-128768
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVANTYR CAPITAL PARTNERS, LP
CRD 337895 · SEC 801-134236
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENIR MANAGEMENT COMPANY, LLC
CRD 288045 · SEC 801-119174
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENTAIL CAPITAL GROUP, LP
CRD 306333 · SEC 801-121900
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENUE ASIA CAPITAL MANAGEMENT, L.P.
CRD 113246 · SEC 801-60414
NEW YORK CITY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENUE CAPITAL MANAGEMENT II, L.P.
CRD 111845 · SEC 801-57734
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.
CRD 131937 · SEC 801-63319
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVESTAR CAPITAL, LLC
CRD 287525 · SEC 801-110020
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVICENE
CRD 339617 · SEC 801-134965
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AVID VENTURES MANAGEMENT, LLC
CRD 313538 · SEC 802-121152
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVISTA HEALTHCARE PARTNERS
CRD 160750 · SEC 801-73194
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AVORO CAPITAL ADVISORS LLC
CRD 154091 · SEC 801-74391
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026