Reported as registered
ROSS WEALTH ADVISORS, LLC
CRD 304359 · SEC 801-136561
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
426 sourced firms · query 65 ms
Reported as registered
ROYAL OAK FINANCIAL GROUP
CRD 166391 · SEC 801-122701
WORTHINGTON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RUGGAARD & ASSOCIATES
CRD 107489 · SEC 801-43618
HUDSON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
S.C. THOMAS & ASSOCIATES, CPA, LLC
CRD 121666 · SEC 801-135895
MEDINA, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAAS CAPITAL, LLC
CRD 298213 · SEC 801-126369
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SAFE HARBOR WEALTH ADVISORS, LLC
CRD 284613 · SEC 801-129860
DUBLIN, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
SCALECO CAPITAL
CRD 324544 · SEC 802-127186
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHEAR INVESTMENT ADVISERS, LLC
CRD 146401 · SEC 801-124976
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
SCHEELER FINANCIAL GROUP
CRD 342671 · SEC 801-136591
WEST CHESTER, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHMITT WEALTH ADVISERS, LLC
CRD 174958 · SEC 801-132291
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SCHULHOFF & CO INC
CRD 105264 · SEC 801-11987
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SENIORS HOUSING FUND MANAGER LLC
CRD 334006 · SEC 801-131727
TOLEDO, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEQUOIA FINANCIAL GROUP, L.L.C.
CRD 117756 · SEC 801-61089
AKRON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SEVEN HILLS CAPITAL ADVISORS
CRD 175280 · SEC 801-132550
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHAFFER CAPITAL
CRD 150106 · SEC 801-119045
WESTERVILLE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHAKER INVESTMENTS
CRD 119135 · SEC 801-60907
BEACHWOOD, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHEPHERD WEALTH MANAGEMENT
CRD 312695 · SEC 801-131565
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SHUTTLEWORTH & COMPANY
CRD 121382 · SEC 801-120895
POWELL, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNAL TREE FINANCIAL PARTNERS LLC
CRD 311871 · SEC 801-131429
COPLEY, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
SIGNATURE EQUITY PARTNERS, LLC
CRD 327455 · SEC 801-128432
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026