Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 870 ms

Reported as state-registered
ADVANCED FINANCIAL SERVICES
CRD 162142
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
ADVANCED RETIREMENT SOLUTIONS, LLC
CRD 288022 · SEC 801-126168
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADVANCED TAX AND FINANCIAL SERVICES, INC.
CRD 128968
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADVANTAGE FINANCIAL CONSULTANTS
CRD 136441
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ADVANTAGE PARTNERS
CRD 324136 · SEC 802-127106
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADVANTAGE WEALTH MANAGEMENT, L.L.C.
CRD 135092
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ADVANTECH CAPITAL ADVISORS II LIMITED
CRD 300893 · SEC 802-115078
CAMANA BAY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADVANTECH CAPITAL ADVISORS LTD.
CRD 281747 · SEC 802-106945
CAMANA BAY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADVAYA LLP
CRD 334239 · SEC 802-131845
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADVENT CAPITAL LLC
CRD 165348
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADVENT CAPITAL STRATEGIES, LLC
CRD 323372
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
ADVENT LIFE SCIENCES LLP
CRD 173031 · SEC 802-92178
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ADVENT PARTNERS PTY LTD
CRD 171232 · SEC 802-79953
MELBOURNE, VICTORIA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
ADVENTURE WEALTH ADVISORS
CRD 307039
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
ADVICEANDTAXES.COM LLC
CRD 156608
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026