Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

3,152 sourced firms · query 168 ms

Reported as registered
AVRIO WEALTH LLC
CRD 337579 · SEC 801-134128
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AWM INVESTMENT COMPANY INC
CRD 110346 · SEC 801-40415
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXA INVESTMENT MANAGERS US INC
CRD 113608 · SEC 801-60374
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXAR CAPITAL MANAGEMENT LP
CRD 217520 · SEC 801-100391
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AXCS INVESTMENTS LLC
CRD 334940 · SEC 802-135982
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIAL READE CAPITAL, LP
CRD 301386 · SEC 801-119030
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIOM INVESTMENT MANAGEMENT LLC
CRD 141516 · SEC 801-67131
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXIUM INFRASTRUCTURE US INC.
CRD 168164 · SEC 801-107672
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXON CAPITAL LP
CRD 158281 · SEC 801-72650
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXONIC CAPITAL LLC
CRD 159518 · SEC 801-73132
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXS INVESTMENTS LLC
CRD 305714 · SEC 801-117457
PORT CHESTER, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AZURA PARTNERS US LLC
CRD 327986 · SEC 801-129204
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BACCHUS CAPITAL MANAGEMENT, LLC
CRD 162551 · SEC 802-75023
NY, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BACKCAST PARTNERS MANAGEMENT LLC
CRD 291785 · SEC 801-114757
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAILLIE GIFFORD INTERNATIONAL LLC
CRD 305849 · SEC 801-118239
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAIRD STRATEGAS LLC
CRD 149326 · SEC 801-116875
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAKER BROTHERS INVESTMENTS
CRD 158149 · SEC 801-73446
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC
CRD 312792 · SEC 801-120634
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BAMCO, INC.
CRD 110789 · SEC 801-29080
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BANDERA PARTNERS
CRD 161230 · SEC 801-74294
BROOKLYN, NY
Source release August 3, 2026 · retrieved August 18, 2026