Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 82 ms

Reported as registered
NAVIGATION WEALTH MANAGEMENT
CRD 282640 · SEC 801-119615
FORT COLLINS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEWSTARASSET CAPITAL INC
CRD 340108 · SEC 802-135183
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEWVALE CAPITAL LLC
CRD 328660 · SEC 802-130072
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEXERA TECHNOLOGIES LTD.
CRD 341065 · SEC 802-135682
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEXUS ENERGY PARTNERS
CRD 329387 · SEC 802-129673
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NILSINE PARTNERS, LLC
CRD 315694 · SEC 801-122071
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOBLE WEALTH MANAGEMENT P.B.C.
CRD 322607 · SEC 801-126632
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NOBLE WEALTH PARTNERS
CRD 298396 · SEC 801-135839
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NORDSTERN KAPITALMANAGEMENT GMBH LTD
CRD 337924 · SEC 802-134161
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHWOOD INVESTORS LLC
CRD 161406 · SEC 801-74379
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NORVION CAPITAL LLC
CRD 343150 · SEC 802-136684
AURORA, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NOVA ACADEMY OF FINANCE LTD
CRD 340607 · SEC 802-135396
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NOVA FINANCIAL ACADEMY LTD
CRD 339834 · SEC 802-135053
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NZS CAPITAL LLC
CRD 305093 · SEC 801-119089
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAK STREET INVESTMENTS
CRD 288019 · SEC 801-128057
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAKWOOD REAL ESTATE PARTNERS, LLC
CRD 169387 · SEC 801-79677
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OBERMEYER WEALTH PARTNERS
CRD 110069 · SEC 801-54953
ASPEN, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE BOW RIVER ADVISERS, LLC.
CRD 333311 · SEC 801-132352
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ONE FUNDS, LLC
CRD 331689 · SEC 802-136238
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ONE THOUSAND & ONE VOICES MANAGEMENT, LLC
CRD 173607 · SEC 802-130099
PARKER, CO
Source release August 3, 2026 · retrieved August 18, 2026