Reported as registered
NANTAHALA CAPITAL MANAGEMENT, LLC
CRD 158081 · SEC 801-72481
NEW CANAAN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
584 sourced firms · query 74 ms
Reported as registered
NASSAU PRIVATE CREDIT LLC
CRD 300220 · SEC 801-114864
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NATARE CAPITAL MANAGEMENT LP
CRD 294229 · SEC 802-113294
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEBRODI PARTNERS, LLC
CRD 174280 · SEC 801-80861
HARTFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEOS INVESTMENTS
CRD 321256 · SEC 801-126101
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEW CANAAN FUNDING MEZZANINE LLC
CRD 164826 · SEC 802-77593
NEW CANAAN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW CHINA CAPITAL MANAGEMENT CORP.
CRD 295905 · SEC 801-127746
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW EDGE WEALTH
CRD 307771 · SEC 801-118291
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW ENGLAND ASSET MANAGEMENT, INC.
CRD 105900 · SEC 801-22445
FARMINGTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC
CRD 109203 · SEC 801-57122
SOUTH MERIDEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NEWDAY
CRD 174758 · SEC 801-112212
SOUTHBURY, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NEWMAN, NICHOLAS DRAKE
CRD 163333 · SEC 802-75621
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NGN CAPITAL LLC
CRD 162938 · SEC 802-75933
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIGHT OWL CAPITAL CANADA, LLC
CRD 338234 · SEC 801-134681
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NIGHT OWL CAPITAL MANAGEMENT, LLC
CRD 106030 · SEC 801-45362
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHCOAST ASSET MANAGEMENT LLC
CRD 282241 · SEC 801-107054
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.
CRD 133046 · SEC 801-73469
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
NORTHLIGHT CAPITAL PARTNERS
CRD 170112 · SEC 801-126130
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NPLP MANAGEMENT
CRD 335167 · SEC 802-132326
NEW CANAAN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
NSV MANAGEMENT LLC
CRD 162486 · SEC 802-76204
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026