Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

426 sourced firms · query 72 ms

Reported as registered
SYMPHONY FINANCIAL SERVICES, INC.
CRD 125058 · SEC 801-63300
AKRON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
T.T.G. FINANCIAL, INC.
CRD 129004 · SEC 801-118184
CANTON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TACTICAL FUND ADVISORS, LLC
CRD 298049 · SEC 801-114248
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TCP ASSET MANAGEMENT, LLC
CRD 286037 · SEC 801-108836
UPPER ARLINGTON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TEMPO WEALTH
CRD 336316 · SEC 801-132895
INDEPENDENCE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TFO WEALTH PARTNERS
CRD 124407 · SEC 801-62074
MAUMEE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE CONNOR GROUP FUND MANAGER, LLC
CRD 342266 · SEC 801-136355
MIAMISBURG, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE JOSEPH GROUP CAPITAL MANAGEMENT
CRD 165311 · SEC 801-77130
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE O.H.I.O. FUND
CRD 330178 · SEC 801-136085
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PENSION GROUP
CRD 293819 · SEC 801-132293
DUBLIN, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE PRIVATE INVESTMENT GROUP, INC.
CRD 128876 · SEC 801-62497
KETTERING, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE RETIREMENT GUYS FORMULA
CRD 168561 · SEC 801-119086
MAUMEE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THE WEALTH ADVANTAGE GROUP, INC.
CRD 122231 · SEC 801-129967
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
THOR WEALTH MANAGEMENT INC
CRD 105902 · SEC 801-40745
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TIMBER BAY PARTNERS, LLC
CRD 286653 · SEC 801-119137
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOUCHSTONE ADVISORS INC
CRD 107028 · SEC 801-45963
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TOWNSEND HOLDINGS LLC
CRD 160006 · SEC 801-72968
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRINITY FINANCIAL ADVISORS LLC
CRD 133191 · SEC 801-81196
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRINITY WEALTH MANAGEMENT LLC
CRD 152355 · SEC 801-80014
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
TRUE WEALTH DESIGN, LLC
CRD 143194 · SEC 801-113277
AKRON, OH
Source release August 3, 2026 · retrieved August 18, 2026