Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

1,302 sourced firms · query 120 ms

Exempt Reporting Adviser
EMBREE CAPITAL MARKETS GROUP, INC.
CRD 336640 · SEC 802-134996
GEORGETOWN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
EMBREY FUND MANAGER, LLC
CRD 329869 · SEC 802-130276
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMC CAPITAL MANAGEMENT, LLC
CRD 167761 · SEC 801-125724
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMERGENT CAPITAL ADVISORS, LLC
CRD 156112 · SEC 801-73169
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMPIRIC ADVISORS, INC.
CRD 108425 · SEC 801-31075
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMPIRIC INSTITUTIONAL
CRD 164683 · SEC 801-77974
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
EMPOWER WEALTH MANAGEMENT
CRD 305031 · SEC 801-119813
CEDAR PARK, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENCAP ETF MANAGEMENT, LLC
CRD 325769 · SEC 802-127781
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENCAP FLATROCK MIDSTREAM
CRD 161237 · SEC 802-74810
SAN ANTONIO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENCAP INVESTMENTS L.P.
CRD 160695 · SEC 802-74807
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENCLAVE ADVISORS, LLC
CRD 165205 · SEC 801-77040
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENCOMPASS ADVISORY SERVICES, LLC
CRD 283574 · SEC 801-132142
KATY, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENCORE GLOBAL MANAGEMENT LP
CRD 336829 · SEC 801-134148
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENDEAVOR ADVISORS, LLC
CRD 324925 · SEC 801-129656
THE WOODLANDS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENDURANCE INVESTMENT PARTNERS, LLC
CRD 339080 · SEC 802-134771
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENDURE CAPITAL MANAGEMENT, LLC
CRD 332091 · SEC 802-132468
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENERVEST INVESTMENT SERVICES, L.L.C.
CRD 297181 · SEC 801-113436
HOUSTON, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENSEMBLE VC MANAGEMENT, LLC
CRD 317056 · SEC 802-124899
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ENTOURAGE EFFECT CAPITAL, LLC
CRD 309698 · SEC 802-119313
DALLAS, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ENZI WEALTH
CRD 315457 · SEC 801-121746
AUSTIN, TX
Source release August 3, 2026 · retrieved August 18, 2026