Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1530 ms

Reported as state-registered
AEGIS ASSET MANAGEMENT, INC.
CRD 305008
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AEGIS FINANCIAL ADVISORY
CRD 137602
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AEGIS WEALTH PARTNERS, LLC
CRD 171693
Principal state not provided in this source record
State registration: AZ
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AEGON ASSET MANAGEMENT UK PLC
CRD 289505 · SEC 801-111656
EDINBURGH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AEOLUS INVESTMENT ADVISERS LTD.
CRD 334592 · SEC 802-131938
HAMILTON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AEON CAPITAL PARTNERS, LLC
CRD 308424
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AEON INVESTMENTS
CRD 340007 · SEC 802-135324
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AEONEA LIMITED
CRD 336367 · SEC 802-133848
HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AEQUITAS FINANCIAL, LLC
CRD 325830
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AERA FUNDS MANAGEMENT PTE. LTD.
CRD 317467 · SEC 802-123226
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AERMONT CAPITAL LLP
CRD 163201 · SEC 802-75745
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AERMONT CAPITAL MANAGEMENT S.A R.L.
CRD 299262 · SEC 802-114333
LUXEMBOURG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AERMONT ITALY S.R.L.
CRD 339927 · SEC 802-136000
MILAN
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AESOP ADVISOR, LLC
CRD 301160
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AETERNUM ADVISORS
CRD 285331
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AEVF GP LP
CRD 335652 · SEC 802-132478
TORONTO, ONTARIO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AF SERIES, LLC
CRD 316383 · SEC 802-123483
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AFC WEALTH MANAGEMENT
CRD 297461
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AFFINITY ASSET MANAGEMENT
CRD 331296
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AFFINITY CAPITAL, L.P.
CRD 109118
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026