Reported as registered
BREAKTHRU ADVISORY SERVICES, LLC
CRD 332173 · SEC 801-130880
MUSKEGO, WI
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 25,777
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- IA_INDVL_Feed_08_27_2026 · retrieved August 28, 2026
25,777 sourced firms · query 583 ms
Exempt Reporting Adviser
BREAKWALL EQUITY
CRD 338231 · SEC 802-134309
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREAKWALL INVESTMENT ADVISOR LLC
CRD 328990 · SEC 801-129195
PORT WASHINGTON, NY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREAKWATER CAPITAL
CRD 172498 · SEC 801-118620
KALAMAZOO, MI
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREAKWATER CAPITAL GROUP
CRD 321097 · SEC 801-125704
PARAMUS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREAKWATER FINANCIAL, LLC
CRD 282401 · SEC 801-131321
NEEDHAM, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREAKWATER INVESTMENT MANAGEMENT
CRD 150841 · SEC 801-79040
SEATTLE, WA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREAKWATER MANAGEMENT, LP
CRD 170036 · SEC 802-129837
CENTURY CITY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BRECK PARTNERS, LLC
CRD 301203 · SEC 802-117163
FRISCO, TX
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BRECKINRIDGE CAPITAL ADVISORS INC
CRD 107143 · SEC 801-43833
BOSTON, MA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREEN WEALTH MANAGEMENT, LLC
CRD 286513 · SEC 801-112749
PETALUMA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL GENERAL PARTNER JERSEY LIMITED
CRD 285886 · SEC 802-108819
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL INVESTMENTS LLP
CRD 285885 · SEC 802-108838
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BREGAL INVESTMENTS, INC.
CRD 285006 · SEC 801-108649
NEW YORK, NY
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL NORTH AMERICA GENERAL PARTNER JERSEY LIMITED
CRD 285884 · SEC 802-108823
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL PARTNERS II GENERAL PARTNER JERSEY LIMITED
CRD 301346 · SEC 802-115130
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL SAGEMOUNT BASECAMP I GENERAL PARTNER JERSEY LIMITED
CRD 335720 · SEC 802-132611
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL SAGEMOUNT BASECAMP I JERSEY LIMITED
CRD 335719 · SEC 802-132610
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II GP LIMITED
CRD 301347 · SEC 802-115129
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BREGAL SAGEMOUNT CREDIT OPPORTUNITIES FUND II MANCO LIMITED
CRD 301348 · SEC 802-115131
ST HELIER
Source release August 3, 2026 · retrieved August 18, 2026