Reported as registered
ALDER POINT CAPITAL MANAGEMENT LLC
CRD 337839 · SEC 801-136511
LAFAYETTE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
589 sourced firms · query 76 ms
Exempt Reporting Adviser
ALGEBRIS INVESTMENTS US INC.
CRD 342552 · SEC 802-136417
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALIGN FINANCIAL SERVICES
CRD 336381 · SEC 802-132825
THORNTON, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA CAPITAL FAMILY OFFICE, LLC
CRD 307521 · SEC 801-118157
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPHA CAPITAL MANAGEMENT GROUP LLC
CRD 283624 · SEC 801-107838
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALPHA PAYMENT LTD
CRD 337697 · SEC 802-134048
SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPINE WEALTH ADVISORS, LLC
CRD 105433 · SEC 801-130531
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALPS ADVISORS, INC.
CRD 134340 · SEC 801-67135
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALTIRA GROUP LLC
CRD 160010 · SEC 802-74615
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTIUS FINANCIAL, INC.
CRD 113268 · SEC 801-117124
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTUS WEALTH GROUP, LLC
CRD 287848 · SEC 801-110511
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ALUMENIS CAPITAL MANAGEMENT GMBH LTD
CRD 340855 · SEC 802-135526
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANCORA HOLDINGS, INC
CRD 340056 · SEC 802-135162
LAKEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEX FINANCIAL LTD
CRD 342652 · SEC 802-136476
THORNTON, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEXES MANAGEMENT LTD
CRD 338468 · SEC 802-134402
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
APEXIUM SECURITIES LTD
CRD 340985 · SEC 802-135585
PARKER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APO FINANCIAL SERVICES, LLC
CRD 297647 · SEC 801-118090
WESTMINSTER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AQI
CRD 339159 · SEC 801-135052
LONE TREE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARBORFIRE CAPITAL INC.
CRD 343244 · SEC 802-136747
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ARMADA VENTURE PARTNERS LLC
CRD 329744 · SEC 802-129535
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026