Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

438 sourced firms · query 96 ms

Reported as registered
ALLIANCE WEALTH MANAGEMENT GROUP, LLC
CRD 169573 · SEC 801-78935
FLEMINGTON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALOOOLA
CRD 325090 · SEC 801-129551
KINGSTON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTERNATIVE CAPITAL FUND MANAGEMENT LLC
CRD 311532 · SEC 801-130074
ENGLEWOOD CLIFFS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ALTMAN INVESTMENT MANAGEMENT LLC
CRD 113832 · SEC 801-60387
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AMERRA CAPITAL MANAGEMENT, LLC
CRD 155860 · SEC 801-72107
ENGLEWOOD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ANCHORED FINANCIAL PLANNING LLC
CRD 336537 · SEC 801-134476
WEST DEPTFORD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANOVA S. TECH LLC
CRD 340908 · SEC 802-136425
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ANSERES CAPITAL MANAGEMENT, LLC
CRD 340105 · SEC 802-135296
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
APPALOOSA LP
CRD 281909 · SEC 801-106869
SHORT HILLS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASHE CAPITAL MANAGEMENT, LP
CRD 169616 · SEC 801-79065
ENGLEWOOD CLIFFS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET ADVISORY GROUP, INC.
CRD 106618 · SEC 801-46343
KINNELON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASSET MANAGEMENT CONSULTING SERVICES, INC.
CRD 128793 · SEC 801-62460
LIVINGSTON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ASTRA WEALTH PARTNERS
CRD 321136 · SEC 801-125765
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ATLAS PRIVATE WEALTH ADVISORS
CRD 283744 · SEC 801-107919
RED BANK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ATMANNA PARTNERS LLC
CRD 334570 · SEC 802-132113
SHORT HILLS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AUGUREY CAPITAL ADVISORS, LLC
CRD 324933 · SEC 802-131377
ISELIN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AURORA PRIVATE WEALTH, INC.
CRD 281604 · SEC 801-110498
TOTOWA, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AXQ CAPITAL, LP
CRD 318863 · SEC 801-123549
JERSEY CITY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARNEGAT FUND MANAGEMENT INC.
CRD 158347 · SEC 801-74067
HOBOKEN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BARON FINANCIAL GROUP LLC
CRD 144234 · SEC 801-67989
FAIR LAWN, NJ
Source release August 3, 2026 · retrieved August 18, 2026