Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 70 ms

Exempt Reporting Adviser
ONEASSETS CAPITAL INC
CRD 340764 · SEC 802-135489
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OPEN COMPUTE INTELLIGENCE NETWORK LTD
CRD 335774 · SEC 802-132493
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OPHIR ASSET MANAGEMENT US LLC
CRD 312619 · SEC 801-120534
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OREON TECHNOLOGIES INC
CRD 341607 · SEC 802-135899
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ORIGIN CREDIT ADVISERS, LLC
CRD 324839 · SEC 801-127331
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OUTBOUND FINANCIAL
CRD 287697 · SEC 801-131224
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OWL CREEK WEALTH PARTNERS
CRD 331850 · SEC 801-130565
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PALLER FINANCIAL SERVICES, INC.
CRD 161531 · SEC 801-129389
CENTENNIAL, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PANORAMA WEALTH ADVISORS
CRD 324199 · SEC 801-127465
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARAGON CAPITAL MANAGEMENT
CRD 105147 · SEC 801-36249
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARALEL ADVISORS LLC
CRD 315804 · SEC 801-122468
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARAMOUNT ASSOCIATES WEALTH MANAGEMENT
CRD 288537 · SEC 801-125797
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PARSONEX ADVISORY SERVICES, INC.
CRD 160275 · SEC 801-74543
ENGLEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PASCAL CAPITAL INC
CRD 338565 · SEC 802-134457
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PAX CAPITAL LIMITED
CRD 343149 · SEC 802-136685
ARVADA, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PCM ENCORE, LLC
CRD 333127 · SEC 801-131243
ASPEN, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEACE OF MIND FINANCIAL PLANNING, INC
CRD 289067 · SEC 801-122428
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK ASSET MANAGEMENT, LLC
CRD 106944 · SEC 801-52118
LOUISVILLE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK CAPITAL MANAGEMENT, LLC
CRD 141488 · SEC 801-69009
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK FINANCIAL ADVISORS
CRD 115207 · SEC 801-60554
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026