Reported as registered
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD 144594 · SEC 801-68177
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
584 sourced firms · query 84 ms
Exempt Reporting Adviser
OAK HCFT MANAGEMENT COMPANY LLC
CRD 171582 · SEC 802-79923
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OAK MANAGEMENT CORPORATION
CRD 162441 · SEC 802-76266
WILTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OAKRIDGE MANAGEMENT GROUP LLC
CRD 306284 · SEC 801-117907
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OCCAM CREST MANAGEMENT LP
CRD 318337 · SEC 802-123586
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLYMPIAD RESEARCH LP
CRD 304420 · SEC 801-116911
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OLYMPUS ADVISORS, LLC
CRD 160851 · SEC 801-73661
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONDO CAPITAL MANAGEMENT LLC
CRD 325197 · SEC 801-134065
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
ONE RIVER ASSET MANAGEMENT, LLC
CRD 167835 · SEC 801-78232
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ORACLE INVESTMENT MANAGEMENT, INC.
CRD 138127 · SEC 802-128250
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
ORBIT VENTURE PARTNERS LLC
CRD 307018 · SEC 802-117967
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OSAIC INSTITUTIONS, INC.
CRD 35371 · SEC 801-67242
MERIDEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OTTER ROCK ADVISORS LP
CRD 338160 · SEC 802-136749
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
OUTSIDERS VENTURE PARTNERS, LLC
CRD 324799 · SEC 802-127754
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OXFORD GATE MANAGEMENT, LLC
CRD 297061 · SEC 801-122893
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OXFORD LANE MANAGEMENT, LLC
CRD 154380 · SEC 801-71654
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OXFORD PARK MANAGEMENT, LLC
CRD 324383 · SEC 801-127170
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
OXFORD SQUARE MANAGEMENT, LLC
CRD 127888 · SEC 801-62278
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
P.A.W. CAPITAL PARTNERS, LP
CRD 161094 · SEC 801-74083
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PALM MANAGEMENT (US) LLC
CRD 317192 · SEC 802-123176
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026