Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 926 ms

Exempt Reporting Adviser
AFFINITY EQUITY PARTNERS LIMITED
CRD 161910 · SEC 802-74620
GEORGE TOWN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AFFIRMA CAPITAL MANAGERS (SINGAPORE) PTE. LTD
CRD 335509 · SEC 802-133772
SINGAPORE
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AFFIRMATIVE FINANCIAL SERVICES
CRD 174344
Principal state not provided in this source record
State registration: WA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AFFORDABLE LIFE PLANS, LLC
CRD 164009
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AFH ASSET MANAGEMENT, INC.
CRD 118805
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AFINUM MANAGEMENT GMBH
CRD 289209 · SEC 802-111065
MUNICH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AFRASIAB WEALTH SOLUTIONS, LLC
CRD 327299
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AFRICA MUTUAL GLOBAL INVESTMENT MANAGEMENT INC
CRD 330587 · SEC 801-130678
ACCRA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AFRICAN INFRASTRUCTURE INVESTMENT MANAGERS PROPRIETARY LIMITED
CRD 329351 · SEC 802-130409
CAPE TOWN, WESTERN CAPE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AFRICINVEST GLOBAL MANCO
CRD 315905 · SEC 802-122155
EBENE, CYBERCITY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AFROBLOC
CRD 333243
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AFS INVESTMENTS
CRD 163928
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AFTON ADVISORS, LLC
CRD 300884 · SEC 801-135419
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AFZALI INVESTMENTS, LLC
CRD 305104
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AG (AUSTRALIAN GULF) CAPITAL LIMITED LIABILITY COMPANY
CRD 334105 · SEC 802-131746
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AG GLOBAL ADVISORS LLC
CRD 155398 · SEC 801-71972
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AG WEALTH MANAGEMENT, PLLC
CRD 290273
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AGA MANCO LP
CRD 342391 · SEC 802-137208
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026