Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 83 ms

Reported as registered
PEAK FINANCIAL MANAGEMENT, INC.
CRD 281223 · SEC 801-134603
BROOMFIELD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK INVESTMENT ADVISORS, INC.
CRD 113967 · SEC 801-130549
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PEAK PLANNING GROUP, LLC
CRD 289891 · SEC 801-111771
CENTENNIAL, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PERKEA CAPITAL SECURITIES INC
CRD 339266 · SEC 802-134773
GREENWOOD VILLAGE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PERSPECTIVE WEALTH ADVISORS
CRD 332574 · SEC 801-131075
LOVELAND, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PETERSON FINANCIAL SERVICES LLC
CRD 106127 · SEC 801-123636
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PETRA FINANCIAL ADVISORS INC
CRD 107196 · SEC 801-39169
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PIF EQUITY PARTNERS, LLC
CRD 328818 · SEC 802-136003
LAFAYETTE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PINNACLE CRYPTO EXCHANGE. INC
CRD 340112 · SEC 802-135182
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PINNO CAPITAL INC
CRD 338999 · SEC 802-134644
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PIONEER GLOBAL INVESTMENTS LTD.
CRD 340593 · SEC 802-135388
AURORA, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLANWISER FINANCIAL
CRD 331675 · SEC 801-130873
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PLATTE RIVER EQUITY
CRD 160667 · SEC 801-73287
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PORTORUPIA CRYPTO GROUP LIMITED
CRD 335413 · SEC 802-132372
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIMARK ADVISORS, LLC
CRD 309653 · SEC 801-119013
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRIMEAGRI VENTURES LTD
CRD 334444 · SEC 802-131827
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRINCETON FUND ADVISORS, LLC
CRD 157821 · SEC 801-72525
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROPRIETARY CAPITAL, LLC
CRD 125139 · SEC 801-61781
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROTOCOL WEALTH, LLC
CRD 335298 · SEC 801-132382
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PROVIDENCE TRUST INC
CRD 333507 · SEC 802-131425
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026