Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

793 sourced firms · query 91 ms

Reported as registered
LEELYN SMITH, LLC
CRD 110517 · SEC 801-113460
GENEVA, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LEFT BRAIN WEALTH MANAGEMENT, LLC
CRD 170348 · SEC 801-113256
NAPERVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LESLIE GLOBAL WEALTH, LLC
CRD 128202 · SEC 801-106556
ITASCA, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LESTER FINANCIAL GROUP, LLC
CRD 317036 · SEC 801-122944
CHAMPAIGN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LFL ADVISERS, LLC
CRD 163963 · SEC 801-107937
EVANSTON, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIBERTY ASSET MANAGEMENT, INC.
CRD 135791 · SEC 801-125862
WOODRIDGE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIBERTY ONE INVESTMENT MANAGEMENT
CRD 304290 · SEC 801-116826
LIBERTYVILLE, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIFEPOINT PLANNING
CRD 296911 · SEC 801-131948
SCHAUMBURG, IL
Source release August 3, 2026 · retrieved August 18, 2026
Pending / 120-Day Approval
LIFEWISE WEALTH ADVISORS
CRD 341748 · SEC 801-136469
CHAMPAIGN, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIG FUND MANAGEMENT, LLC
CRD 328199 · SEC 802-128873
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LIGHTBANK
CRD 319430 · SEC 802-126551
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINCOLN ADVISORY GROUP, LLC
CRD 114003 · SEC 801-60805
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINCOLN CAPITAL ADVISERS LLC
CRD 335085 · SEC 801-132950
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIND CAPITAL PARTNERS
CRD 165810 · SEC 801-77824
EVANSTON, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LINDEN CAPITAL PARTNERS
CRD 161059 · SEC 801-74100
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
LISTEN LLC
CRD 298352 · SEC 802-114080
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LIZARD INVESTORS LLC
CRD 147284 · SEC 801-69277
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LOGAN STONE
CRD 311547 · SEC 801-120099
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LONGFORD CAPITAL
CRD 284049 · SEC 801-110313
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
LONGSHORE CAPITAL PARTNERS
CRD 308030 · SEC 801-119125
CHICAGO, IL
Source release August 3, 2026 · retrieved August 18, 2026