Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

438 sourced firms · query 75 ms

Reported as registered
TWIN OAKS PARTNERS
CRD 161896 · SEC 801-74616
CHATHAM, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163
WEEHAWKEN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNIO CAPITAL LLC
CRD 166483 · SEC 801-108533
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
UNION GROVE VENTURE PARTNERS
CRD 170880 · SEC 801-79915
SUMMIT, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
UPLAND INVESTMENT ADVISORS, LLC
CRD 304149 · SEC 802-116784
NEW PROVIDENCE, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALHUM ASSET MANAGEMENT, LLC
CRD 323895 · SEC 801-126955
UPPER SADDLE RIVER, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VALLEY WEALTH MANAGERS, INC.
CRD 108879 · SEC 801-25461
PARAMUS, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VAUGHAN AND COMPANY SECURITIES, INC.
CRD 18826 · SEC 801-118757
RIDGEWOOD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VENTURE INVESTMENT ASSOCIATES
CRD 160002 · SEC 801-73833
PEAPACK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VESTGEN INVESTMENT MANAGEMENT
CRD 118851 · SEC 801-60889
EGG HARBOR TWP., NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VETERI PLACE CORPORATION
CRD 160664 · SEC 801-80005
PARSIPPANY, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VICTORY WEALTH PARTNERS
CRD 107203 · SEC 801-36836
MULLICA HILL, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
VINANCE REALM LTD
CRD 337620 · SEC 802-134067
NEWARK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VIRTUS WEALTH SOLUTIONS
CRD 332536 · SEC 801-130985
CRANFORD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
VISION RETIREMENT
CRD 173064 · SEC 801-126524
RIDGEWOOD, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WASHINGTON CROSSING ADVISORS LLC
CRD 281511 · SEC 801-108807
MORRISTOWN, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WATERMARK GROUP, INC.
CRD 108272 · SEC 801-37258
PRINCETON, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WBI INVESTMENTS, LLC
CRD 106336 · SEC 801-22873
RED BANK, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH MANAGEMENT ASSOCIATES, INC.
CRD 117606 · SEC 801-79993
CHERRY HILL, NJ
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH QUARTERBACK LLC
CRD 282967 · SEC 801-117034
TOMS RIVER, NJ
Source release August 3, 2026 · retrieved August 18, 2026