Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

426 sourced firms · query 78 ms

Reported as registered
W.A. SMITH FINANCIAL GROUP
CRD 146608 · SEC 801-110042
SANDUSKY, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
W&S ADVISORY SERVICES, LLC
CRD 334683 · SEC 801-132082
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
W&S BROKERAGE SERVICES, INC.
CRD 8099 · SEC 801-113946
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WALLER FINANCIAL PLANNING GROUP, INC.
CRD 159564 · SEC 801-72938
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WARTHER PRIVATE WEALTH
CRD 125145 · SEC 801-126233
AKRON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WATERMARK INVESTMENT MANAGEMENT COMPANY, LLC
CRD 317176 · SEC 802-122948
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH DIMENSIONS FAMILY OFFICE, INC
CRD 266787 · SEC 801-100393
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTH DIMENSIONS GROUP, LTD.
CRD 107618 · SEC 801-37668
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHBRIDGE CAPITAL MANAGEMENT, LLC
CRD 298254 · SEC 801-113924
WESTERVILLE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WEALTHQUEST CORPORATION
CRD 141473 · SEC 801-67079
CINCINNATI, OH
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
WEINBERG CAPITAL GROUP, INC.
CRD 163661 · SEC 802-75924
PEPPER PIKE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WELLSPRING FAMILY OFFICE
CRD 143112 · SEC 801-67630
CLEVELAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESBANCO SECURITIES, INC.
CRD 43276 · SEC 801-119845
ST CLAIRSVILLE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTERN RESERVE CAPITAL MANAGEMENT, LLC
CRD 329811 · SEC 801-135303
HUDSON, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTMINSTER FINANCIAL ADVISORY CORP
CRD 110283 · SEC 801-29690
BEAVERCREEK, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WESTPOINT WEALTH MANAGEMENT, LLC
CRD 310883 · SEC 801-136605
BEREA, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITAKER-MYERS WEALTH MANAGERS, LTD.
CRD 286093 · SEC 801-118404
MANSFIELD, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITCOMB & HESS, INC.
CRD 121064 · SEC 801-78798
ASHLAND, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WHITE OAK PARTNERS INVESTMENT ADVISOR, LLC
CRD 157766 · SEC 801-72370
WESTERVILLE, OH
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
WINDSOR ADVISORY GROUP, LLC
CRD 122266 · SEC 801-61372
COLUMBUS, OH
Source release August 3, 2026 · retrieved August 18, 2026