Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

2,699 sourced firms · query 174 ms

Pending / 120-Day Approval
BROADSIDE WEALTH
CRD 342220 · SEC 801-136400
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROADWING CAPITAL ADVISORS, INC.
CRD 127513 · SEC 801-129735
LARKSPUR, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROOKER WEALTH MANAGEMENT
CRD 105437 · SEC 801-19247
OAKLAND, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BROWNING WEST LP
CRD 304702 · SEC 801-117131
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BRV MANAGEMENT CO, L.L.C.
CRD 160704 · SEC 802-75019
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BSF II GP, LLC
CRD 332646 · SEC 802-131924
BERKELEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BUCHANAN STREET PARTNERS, L.P.
CRD 169052 · SEC 801-78627
NEWPORT BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BUCHER WEALTH ADVISORS
CRD 154878 · SEC 801-123576
SAN MATEO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BUCKLEY VENTURES MANAGEMENT COMPANY LLC
CRD 308885 · SEC 802-121103
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BUILDERS VC, LLC
CRD 288444 · SEC 802-110700
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BULL OAK CAPITAL, LLC
CRD 170325 · SEC 801-124736
RANCHO SANTA FE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BULLPEN MANAGEMENT, LLC
CRD 166060 · SEC 802-108646
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BULMAN WEALTH GROUP
CRD 313552 · SEC 801-124893
ROSEVILLE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BUNKER
CRD 319690 · SEC 801-125996
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BURST CAPITAL MANAGEMENT, LLC
CRD 319667 · SEC 802-131538
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BURTON ENRIGHT WELCH
CRD 118376 · SEC 801-68890
WALNUT CREEK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BUTLER HALL CAPITAL LLC
CRD 290744 · SEC 801-136825
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BUTTERFLY EQUITY LP
CRD 284667 · SEC 801-113713
BEVERLY HILLS, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
BV MGMT, LLC
CRD 315391 · SEC 802-131590
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
BVF PARTNERS L.P.
CRD 156149 · SEC 801-73836
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026