Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 23,622
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: August 3, 2026 · retrieved August 18, 2026

589 sourced firms · query 79 ms

Reported as registered
PRUDENT MAN INVESTMENT MANAGEMENT
CRD 104574 · SEC 801-33304
LOUSIVILLE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PTMA INVESTMENT ADVISORS
CRD 159189 · SEC 801-72782
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PULLIAM FAMILY OFFICE, LLC
CRD 338839 · SEC 801-134600
CRESTED BUTTE, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PVG ASSET MANAGEMENT CORP
CRD 105541 · SEC 801-30581
CENTENNIAL, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUANTALIS ASSET MANAGEMENT LTD
CRD 337611 · SEC 802-133926
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUANTIFY SECURITIES INVESTMENT COMPANY LTD
CRD 341578 · SEC 802-135879
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUANTUM FINANCIAL INSTITUTE LTD
CRD 340045 · SEC 802-135163
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUANTUM X GLOBAL CAPITAL LLC
CRD 335133 · SEC 802-132173
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUISH
CRD 146212 · SEC 801-132344
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RAISA ENERGY LLC
CRD 313463 · SEC 802-121360
CENTENNIAL, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RALLYDAY PARTNERS, LLC
CRD 307309 · SEC 801-121042
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RAMSAY STATTMAN VELA & PRICE INC
CRD 105156 · SEC 801-11769
COLORADO SPRINGS, CO
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RBH INFINITY EXCHANGE LTD
CRD 341352 · SEC 802-135793
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RED MOUNTAIN FINANCIAL PARTNERS
CRD 174672 · SEC 801-123154
DURANGO, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REDEFINE VENTURES LLC
CRD 323691 · SEC 801-133976
BOULDER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RESOLUTE CAPITAL ASSET PARTNERS LLC
CRD 298866 · SEC 801-124889
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RESOURCE CAPITAL FUNDS
CRD 161007 · SEC 801-73699
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
REVELSTOKE CAPITAL PARTNERS
CRD 173859 · SEC 801-80664
DENVER, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIDGEGATE ADVISORS, LLC
CRD 334233 · SEC 801-133986
ENGLEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RIGDEN CAPITAL STRATEGIES
CRD 326930 · SEC 801-132101
ENGLEWOOD, CO
Source release August 3, 2026 · retrieved August 18, 2026