Reported as registered
POSITIVE SELECTION INVESTMENT MANAGEMENT, LLC
CRD 331469 · SEC 801-130494
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Firms
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Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
584 sourced firms · query 96 ms
Exempt Reporting Adviser
POSITIVE SUM ADVISORS LLC
CRD 324219 · SEC 802-127156
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
POST ROAD GROUP LLC
CRD 288459 · SEC 801-110674
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRANA CAPITAL MANAGEMENT LP
CRD 287925 · SEC 801-110187
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRECISION CAPITAL ADVISORS, LLC
CRD 157784 · SEC 801-73913
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRENTICE CAPITAL MANAGEMENT, LP
CRD 161178 · SEC 801-113244
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRINCIPLE WEALTH
CRD 290180 · SEC 801-111911
MADISON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE CAPITAL ADVISORS, INC.
CRD 125771 · SEC 801-61877
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PRIVATE CAPITAL ASSET MANAGEMENT LLC
CRD 317930 · SEC 801-123413
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
PRIVATE CAPITAL STRATEGIES, LLC
CRD 163569 · SEC 802-122998
DARIEN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROCYON
CRD 288239 · SEC 801-110493
SHELTON, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROPRIUM CAPITAL PARTNERS, L.P.
CRD 165441 · SEC 801-77406
STAMFORD, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
PROSTAR CAPITAL (US) LLC
CRD 166523 · SEC 801-80295
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QP GLOBAL FAMILY OFFICES, LLC
CRD 294879 · SEC 801-112913
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUADRATIC CAPITAL MANAGEMENT LLC
CRD 172768 · SEC 801-106485
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
QUANTA ENERGY MANAGEMENT
CRD 313010 · SEC 802-129746
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUANTIX COMMODITIES LP
CRD 317784 · SEC 801-123068
GREENWICH, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
QUORUS INC.
CRD 323161 · SEC 801-136190
WESTPORT, CT
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
RANGELEY CAPITAL, LLC
CRD 152725 · SEC 801-130770
NEW CANAAN, CT
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
RCJ MANAGEMENT, LLC
CRD 170169 · SEC 802-79042
NORWALK, CT
Source release August 3, 2026 · retrieved August 18, 2026