Firms

Research an investment firm

Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.

Sourced firms: 31,268
Reported as registered: 16,783
Pending / 120-Day: 235
Exempt reporting: 6,604
Latest sourced release: IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026

13,271 sourced firms · query 1520 ms

Exempt Reporting Adviser
AGP III, LLC
CRD 310478 · SEC 802-119438
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AHAB CAPITAL MANAGEMENT, INC.
CRD 307560 · SEC 802-118321
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AHAKISTA CAPITAL LLC
CRD 337864 · SEC 801-134396
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AHL PARTNERS LLP
CRD 167882 · SEC 801-79565
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AHMETI WEALTH MANAGEMENT, LLC
CRD 258787
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AHREN INNOVATION CAPITAL LLP
CRD 298100 · SEC 802-113865
CAMBRIDGE, CAMBRIDGESHIRE
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AI CAPITAL
CRD 335052 · SEC 802-132699
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AI FINANCIAL, INC.
CRD 128781
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as state-registered
AI INVESTOR 360
CRD 334235
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AI YOSEMITE, LLC
CRD 324235 · SEC 802-127105
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AI-SQUARED MANAGEMENT LIMITED
CRD 319487 · SEC 802-125813
CENTRAL, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIDENLAIR CAPITAL, LLC
CRD 314874 · SEC 802-122531
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIF CAPITAL ASIA MANAGEMENT IV, LTD.
CRD 294572 · SEC 802-112917
GRAND CAYMAN
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
AIF CAPITAL LIMITED
CRD 162020 · SEC 802-75044
QUARRY BAY
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
AIGH CAPITAL MANAGEMENT, LLC
CRD 285013 · SEC 801-126302
Principal state not provided in this source record
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AIHARA WEALTH MANAGEMENT LLC
CRD 332749
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Exempt Reporting Adviser
AIHC CAPITAL MANAGEMENT LIMITED
CRD 310459 · SEC 802-119951
CENTRAL, HONG KONG
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AIKAPA
CRD 144517
Principal state not provided in this source record
State registration: CA
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026
Reported as registered
AIKYA INVESTMENT MANAGEMENT LIMITED
CRD 310490 · SEC 801-120321
LONDON
Source release August 3, 2026 · retrieved August 18, 2026
Reported as state-registered
AIM ADVISORY GROUP, LLC
CRD 169281
Principal state not provided in this source record
State registration: TX
Source release IA_FIRM_STATE_Feed_09_30_2026 · retrieved September 30, 2026