Reported as registered
BW & ASSOCIATES, INC.
CRD 116471 · SEC 801-108260
ORANGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Firms
Research an investment firm
Search SEC/IARD adviser-firm records by firm name, CRD, SEC number, or location. We organize the official evidence. The consumer decides.
- Sourced firms
- 23,622
- Reported as registered
- 16,783
- Pending / 120-Day
- 235
- Exempt reporting
- 6,604
- Latest sourced release
- August 3, 2026 · retrieved August 18, 2026
2,699 sourced firms · query 169 ms
Exempt Reporting Adviser
BYERS CAPITAL INVESTMENT ADVISORY, LLC
CRD 337464 · SEC 802-134208
MENLO PARK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
C.M. CAPITAL ADVISORS, LLC
CRD 157529 · SEC 801-72864
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
C1 ADVISORS LLC
CRD 331914 · SEC 801-132089
PALO ALTO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAA CONNECT, LLC
CRD 308930 · SEC 802-118796
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CAA VENTURE MANAGEMENT, LLC
CRD 167358 · SEC 802-77970
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CABLE CAR CAPITAL, LP
CRD 169234 · SEC 801-127894
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CACHE ADVISORS LLC
CRD 323063 · SEC 801-126849
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAI MANAGER LP
CRD 310205 · SEC 801-119761
MILL VALLEY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALABASAS ADVISORY GROUP, LLC
CRD 288224 · SEC 801-110430
WESTLAKE VILLAGE, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALDWELL SUTTER CAPITAL, INC.
CRD 10489 · SEC 801-66098
SAUSALITO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALERA CAPITAL ADVISORS, LP
CRD 158050 · SEC 801-74041
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Exempt Reporting Adviser
CALIBRATE VENTURES MANAGEMENT, LLC
CRD 287636 · SEC 802-110298
PASADENA, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALIFORNIA CAPITAL MANAGEMENT
CRD 130734 · SEC 801-76714
BURBANK, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALIFORNIA FINANCIAL ADVISORS
CRD 110152 · SEC 801-55273
SAN RAMON, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALLAN
CRD 107687 · SEC 801-9219
SAN FRANCISCO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALMWATER CAPITAL
CRD 282617 · SEC 801-109004
EL SEGUNDO, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALTIER ADVISORS, LLC
CRD 317263 · SEC 801-123596
POWAY, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CALTIUS CAPITAL MANAGEMENT, LP
CRD 157007 · SEC 801-73869
LOS ANGELES, CA
Source release August 3, 2026 · retrieved August 18, 2026
Reported as registered
CAMBRIA INVESTMENT MANAGEMENT, L.P.
CRD 141600 · SEC 801-71786
MANHATTAN BEACH, CA
Source release August 3, 2026 · retrieved August 18, 2026